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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-30 |
Branch Locations
2121 Avenue Of The Starts, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Equitable Advisors, Llc | Century City | CA | 12/2020 | 07/2021 |
| Unemployed | Long Beach | CA | 08/2018 | 11/2020 |
| Allied Universal | Menlo Park | CA | 11/2014 | 08/2018 |
| Goldman Sachs | Irvine | CA | 10/2021 | 04/2025 |
| Mariner | Overland Park | KS | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-01 |
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