Elliot F Palabe

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-04-27
IL	RA	APPROVED	2021-03-08

FL RA
APPROVED

Since 2023-04-27
IL RA
APPROVED

Since 2021-03-08

Branch Locations

West Palm Beach, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Palabe Wealth Management	Gurnee	IL	05/2018	08/2018
Bradley University	Peoria	IL	08/2014	05/2019
Accuity, Inc	Evanston	IL	07/2019	08/2020
Palabe Wealth Management	Gurnee	IL	10/2020	Present
Lpl Financial, Llc	Boston	MA	11/2020	Present

05/2018 → 08/2018

Palabe Wealth Management

Gurnee, IL
08/2014 → 05/2019

Bradley University

Peoria, IL
07/2019 → 08/2020

Accuity, Inc

Evanston, IL
10/2020 → Present

Palabe Wealth Management

Gurnee, IL
11/2020 → Present

Lpl Financial, Llc

Boston, MA

Other Businesses

1. 7/21/2021 - Palabe Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/08/2021 - 160 Hours Per Month/8 Hours During Securities Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-03-15
S65	Uniform Investment Adviser Law Examination	2020-12-16

S63 Uniform Securities Agent State Law Examination

2021-03-15
S65 Uniform Investment Adviser Law Examination

2020-12-16

View on SEC IAPD