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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-08
TX RA APPROVED 2023-05-04
WI RA APPROVED 2023-05-04
  • FL RA
    APPROVED
    Since 2026-07-08
  • TX RA
    APPROVED
    Since 2023-05-04
  • WI RA
    APPROVED
    Since 2023-05-04

Branch Locations

Englewood, FL • United States

9701 Brader Way Ste 304, Middleton, WI 53562 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Milwaukee WI 11/2020 05/2023
Nylife Securities Llc Milwaukee WI 02/2021 05/2023
Brian Dayton Sussex WI 06/2019 10/2020
Express Columbus OH 10/2018 06/2019
Unemployed Sussex WI 07/2018 10/2018
Massachusetts Institute Of Technology Na MA 04/2018 07/2018
Kohl's Menomonee Falls WI 01/2002 03/2018
Eagle Strategises Llc Milwaukee WI 01/2023 05/2023
Ameriprise Financial Services, Llc Baraboo WI 05/2023 Present
  • 11/2020 → 05/2023
    New York Life Insurance Company
    Milwaukee, WI
  • 02/2021 → 05/2023
    Nylife Securities Llc
    Milwaukee, WI
  • 06/2019 → 10/2020
    Brian Dayton
    Sussex, WI
  • 10/2018 → 06/2019
    Express
    Columbus, OH
  • 07/2018 → 10/2018
    Unemployed
    Sussex, WI
  • 04/2018 → 07/2018
    Massachusetts Institute Of Technology
    Na, MA
  • 01/2002 → 03/2018
    Kohl's
    Menomonee Falls, WI
  • 01/2023 → 05/2023
    Eagle Strategises Llc
    Milwaukee, WI
  • 05/2023 → Present
    Baraboo, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-06
S63 Uniform Securities Agent State Law Examination 2021-03-22
  • S66 Uniform Combined State Law Examination
    2023-01-06
  • S63 Uniform Securities Agent State Law Examination
    2021-03-22
Other Names
  • Brian Jeffery Dayton
  • Brian Dayton
  • Brian J Dayton

View on SEC IAPD

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