Best Investors
Account
Sign in
Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-07-08 |
| TX | RA | APPROVED | 2023-05-04 |
| WI | RA | APPROVED | 2023-05-04 |
Branch Locations
9701 Brader Way Ste 304, Middleton, WI 53562 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Milwaukee | WI | 11/2020 | 05/2023 |
| Nylife Securities Llc | Milwaukee | WI | 02/2021 | 05/2023 |
| Brian Dayton | Sussex | WI | 06/2019 | 10/2020 |
| Express | Columbus | OH | 10/2018 | 06/2019 |
| Unemployed | Sussex | WI | 07/2018 | 10/2018 |
| Massachusetts Institute Of Technology | Na | MA | 04/2018 | 07/2018 |
| Kohl's | Menomonee Falls | WI | 01/2002 | 03/2018 |
| Eagle Strategises Llc | Milwaukee | WI | 01/2023 | 05/2023 |
| Ameriprise Financial Services, Llc | Baraboo | WI | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-06 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-22 |
Reach out to this advisor