Janice Marie Hernandez

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-06-09
UT	RA	APPROVED	2026-03-23

TX RA
APPROVED

Since 2026-06-09
UT RA
APPROVED

Since 2026-03-23

Branch Locations

9815 South Monroe St Suite 550, Sandy, UT 84070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Upper Room Real Estate	Sandy	UT	01/2002	Present
Hunt & Hunt Attorneys At Law	Sandy	UT	10/2019	04/2020
Alpine Securities Corporation	Salt Lake City	UT	11/2020	05/2021
Wilson-Davis & Co., Inc	Salt Lake City	UT	06/2021	03/2024
Goldman Sachs	Salt Lake City	UT	06/2024	01/2026
Renaissance Financial Corporation	Sandy	UT	01/2026	Present
Cetera Wealth Services, Llc	El Segundo	CA	01/2026	Present
Cetera Investment Advisers Llc	Schaumburg	IL	03/2026	Present

01/2002 → Present

Upper Room Real Estate

Sandy, UT
10/2019 → 04/2020

Hunt & Hunt Attorneys At Law

Sandy, UT
11/2020 → 05/2021

Alpine Securities Corporation

Salt Lake City, UT
06/2021 → 03/2024

Wilson-Davis & Co., Inc

Salt Lake City, UT
06/2024 → 01/2026

Goldman Sachs

Salt Lake City, UT
01/2026 → Present

Renaissance Financial Corporation

Sandy, UT
01/2026 → Present

Cetera Wealth Services, Llc

El Segundo, CA
03/2026 → Present

Cetera Investment Advisers Llc

Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: UPPER ROOM REAL ESTATE INVESTMENT RELATED: NO ADDRESS: SANDY, UT 84094 NATURE OF BUSINESS: START DATE: 8/2025 POSITION/TITLE/RELATIONSHIP: PRINCIPAL BROKER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: HAVE AN ACTIVE REAL ESTATE BROKER LICENSE WITH THE DIVISION OF REAL ESTATE; 2. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL CORPORATION INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 01/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: SENIOR COMPLIANCE SPECIALIST; 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: 9815 SOUTH MONROE STREET, SUITE 550 SANDY UTAH 84070; NATURE OF BUSINESS: NOTARY SERVICES START DATE: 1/2026 POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE NOTARY SERVICES

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2026-03-20
S63	Uniform Securities Agent State Law Examination	2022-02-07

S65 Uniform Investment Adviser Law Examination

2026-03-20
S63 Uniform Securities Agent State Law Examination

2022-02-07

Other Names

Janice Marie Bennett
Janice M Hernandez

View on SEC IAPD