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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-10-13 |
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
157 Church St Corp Employee Banking And Investments, New Haven, CT 06510 • United States
150 N College St Global Human Resources- The Academy, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Greenwich | CT | 05/2014 | Present |
| The United States Census Bureau | Norwalk | CT | 09/2020 | 10/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-27 |
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