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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-31 |
| CA | RA | APPROVED | 2023-07-10 |
Branch Locations
One Bryant Park, New York, NY 10036 • UNITED STATES
2 S Beaver St, Flagstaff, AZ 86001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flagstaff | AZ | 11/2020 | Present |
| Forest Highlands Golf Club | Flagstaff | AZ | 09/2020 | 11/2020 |
| University Of Arizona | Flagstaff | AZ | 08/2021 | Present |
| Northland Preparatory Academy | Flagstaff | AZ | 08/2017 | 05/2021 |
| Unemployed | Flagstaff | AZ | 12/2012 | 08/2017 |
| Bank Of America, N.A. | Flagstaff | AZ | 06/2025 | Present |
I*2738296, Entity Type: , Name of OBA: L & B M LIV TR, Address: Peoria, Arizona, 85383, Investment Related: N, Position, Title, Association: Successor Trustee, Employee State Date: 08/13/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2739299, Entity Type: , Name of OBA: B M, Address: Peoria, Arizona, 85383, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 08/13/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2739300, Entity Type: , Name of OBA: L M, Address: Peoria, Arizona, 85383, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 08/13/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-08 |
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