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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-28
NJ RA APPROVED 2026-01-28
  • IL RA
    APPROVED
    Since 2026-01-28
  • NJ RA
    APPROVED
    Since 2026-01-28

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Downers Grove IL 08/2021 01/2026
Artistic Dental Labs Bolingbrook IL 04/2019 07/2021
Farmers Insurance Oak Brook IL 08/2016 03/2019
Nylife Securites Llc Downers Grove IL 09/2024 01/2026
Lpl Enterprise Llc Downers Grove IL 01/2026 Present
  • 08/2021 → 01/2026
    New York Life Insurance Company
    Downers Grove, IL
  • 04/2019 → 07/2021
    Artistic Dental Labs
    Bolingbrook, IL
  • 08/2016 → 03/2019
    Farmers Insurance
    Oak Brook, IL
  • 09/2024 → 01/2026
    Nylife Securites Llc
    Downers Grove, IL
  • 01/2026 → Present
    Downers Grove, IL
Other Businesses

1. 1/27/2026 - Elmhurst Symphony Orchestra - Non-Profit Board Member - Investment Related - Oak Brook IL - OBA Start Date: 01/26/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 2. 1/27/2026 - JAMES BUSHY N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Investment related - Oak Brook IL - OBA Start Date: 01/26/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading 3. 1/27/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Investment related -Oak Brook IL - OBA Start Date: 01/26/2026 - 160 Hour(s)/Month - 160 Hour(s) During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-01-14
S63 Uniform Securities Agent State Law Examination 2024-12-30
  • S65 Uniform Investment Adviser Law Examination
    2026-01-14
  • S63 Uniform Securities Agent State Law Examination
    2024-12-30

View on SEC IAPD

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