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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-28
  • TX RA
    APPROVED
    Since 2023-09-28

Branch Locations

100 Crescent Court 13Th Floor, Dallas, TX 75201 • United States

712 Main St 5Th Floor - South, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Houston TX 01/2019 07/2021
J.P. Morgan Securities Llc Houston TX 11/2020 07/2021
Smoothies Inc Humble TX 06/2013 01/2019
University Of Houston-Downtown Houston TX 08/2017 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/2021 09/2023
Lone Star College Houston TX 06/2015 12/2017
J.P. Morgan Securities Llc Houston TX 09/2023 Present
Jpmorgan Chase Bank, N.A. Houston TX 09/2023 Present
Previous Registrations
Other Businesses

Effective 9/25/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-07
S63 Uniform Securities Agent State Law Examination 2021-02-22
  • S66 Uniform Combined State Law Examination
    2022-07-07
  • S63 Uniform Securities Agent State Law Examination
    2021-02-22

View on SEC IAPD

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