Colter James Dziekan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2019 → Present
  Johnson, Runkel & Kraegenbrink Inc.
  Altoona, WI
• 06/2018 → 08/2018
  Shaffer Development Llc
  Mequon, WI
• 08/2018 → 08/2019
  Us Bankcorp
  Milwaukee, WI
• 05/2016 → 05/2018
  Concordia University Wisconsin - Mequon
  Mequon, WI
• 06/2017 → 08/2017
  Bdo Usa, Llp
  Milwaukee, WI
• 07/2024 → Present
  Lpl Financial Llc
  Altoona, WI

Other Businesses

1. 06/27/2024- NOTARY- WI 54720- INV REL- START DATE 09/17/2021 2. 06/27/2024- Johnson Runkel & Kraegenbrink. Inc- DBA for LPL Business (entity for LPL business)- INV REL- AT REPORTED BUSINESS LOCATION (S) 3. 06/27/2024- Goldline Storage LLC- Real Estate Rental- WI 54755- 1 HR PER MNTH- INV REL- START DATE 04/10/2019 4. 06/27/2024- 06/27/2024- Real Estate Rental- WI 54755- 1 HR PER MNTH- INV REL- START DATE 09/24/2019

Exams

• S66 Uniform Combined State Law Examination
  2024-10-30