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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2026-01-30
TX RA APPROVED 2026-01-30
  • NH RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED
    Since 2026-01-30

Branch Locations

100 Conifer Hill Drive Unit 307, Danvers, MA 01923-1168 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Swampscott MA 02/2009 07/2018
Salem Five Cents Savings Bank Salem MA 02/2009 07/2018
Commonwealth Financial Network Waltham MA 07/2018 01/2026
Ledgewood Financial Danvers MA 07/2018 01/2026
Ameriprise Financial Services Llc Danvers MA 01/2026 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 58 Pyburn Road, , Lynnfield, MA, 01940; Not Investment-Related; 08/01/2024. Business Ownership; Ledgewood Financial Inc; Co-owner; Manage Ameriprise Business; 100 Conifer Hill Drive, Suite 307, Danvers, MA, 01923; Investment-Related; 05/09/2018; 60 hours per month; 60 during trading hours. Board of Directors; Bay State Baseball Tournament of Champions; Secretary; 50 Samoset Road, , Winchester, MA, 01890; Not Investment-Related; 01/01/2026; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Ledgewood Financial; Co-owner; Manage advisory business; 100 Conifer Hill Drive, Suite 307, Danvers, MA, 01923; Investment-Related; 01/30/2026; 60 hours per month; 60 during trading hours / College Football Official; Officiate Division 1 College Football games on weekends in the Fall.; College Football Officiating; 85 High Street, Apt 1, Charlestown, MA, 02129; Not Investment-Related; 01/01/2015; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-22
  • S66 Uniform Combined State Law Examination
    2005-09-22
Designations
Other Names
  • Brian Doherty
  • Brian Edward Doherty
  • Brian E Doherty

View on SEC IAPD

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