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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-03-04 |
Branch Locations
201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Command | Fort Worth | TX | 11/2020 | 01/2022 |
| Lids | Bel Air | MD | 08/2016 | 05/2018 |
| Carmax | Woodbridge | VA | 05/2018 | 09/2018 |
| Wawa | Bel Air | MD | 09/2018 | 07/2019 |
| Rally Rouse | Wichita | KS | 07/2019 | 12/2019 |
| Bank Of The West | Wichita | KS | 12/2019 | 03/2021 |
| First Command Financial Services | Fort Worth | TX | 04/2021 | 01/2022 |
| First Command Advisory Services | Fort Worth | TX | 04/2021 | 01/2022 |
| First Command Insurance Services | Fort Worth | TX | 04/2021 | 01/2022 |
| Ameriprise Financial Services, Llc | Wichita | KS | 01/2022 | 02/2026 |
| Mass Mutual Life Insurance Company | Augusta | KS | 02/2026 | Present |
| Mml Investors Services Llc | Augusta | KS | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-03 |
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