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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-10-20
OK RA APPROVED 2023-09-21
TX RA APPROVED 2022-10-07
NC RA APPROVED 2021-03-01
  • DC RA
    APPROVED
    Since 2023-10-20
  • OK RA
    APPROVED
    Since 2023-09-21
  • TX RA
    APPROVED
    Since 2022-10-07
  • NC RA
    APPROVED
    Since 2021-03-01

Branch Locations

Clayton, NC • United States

3120 Highwoods Boulevard, Raleigh, NC 27604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
323 Sports Garner NC 12/2014 03/2020
Thrivent Investment Management Inc Raleigh NC 12/2020 Present
Unemployed Clayton NC 04/2020 12/2020
Thrivent Financial Appleton WI 01/2021 05/2021
Thrivent Financial Appleton WI 05/2021 Present
  • 12/2014 → 03/2020
    323 Sports
    Garner, NC
  • 12/2020 → Present
    Raleigh, NC
  • 04/2020 → 12/2020
    Unemployed
    Clayton, NC
  • 01/2021 → 05/2021
    Thrivent Financial
    Appleton, WI
  • 05/2021 → Present
    Thrivent Financial
    Appleton, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-01
  • S66 Uniform Combined State Law Examination
    2021-03-01

View on SEC IAPD

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