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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-05-03 |
Branch Locations
3201 Dallas Pkwy Ste 710, Frisco, TX 75034-9596 • United States
3201 Dallas Pkwy Ste 710, Frisco, TX 75034-9596 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full Time Student | Frisco | TX | 01/2012 | 05/2020 |
| Brennan Wealth Advisors | Frisco | TX | 11/2020 | Present |
| Unemployed | Frisco | TX | 05/2020 | 10/2020 |
| Fsc Securities Corporation | Frisco | TX | 01/2022 | 05/2023 |
| Brennan Wealth Advisors, Llc | Frisco | TX | 08/2022 | 05/2023 |
| Salem Media Group | Irving | TX | 08/2022 | Present |
| Lpl Financial Llc | Frisco | TX | 05/2023 | Present |
1) 4/2023 - Cameron Hall / Notary / Investment Related / Frisco TX - Start date 12/28/2022 - 1 Hrs per month 2) 4/2023 - Brennan Wealth Advisors / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-07-01 |
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