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Kevin Lee Whittington

Charles Schwab & Co., Inc.

Tampa, FL

Westlake, TX

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-05-28
  • FL RA
    APPROVED
    Since 2020-05-28

Branch Locations

Tampa, FL • United States

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Temple Terrace FL 09/2016 09/2017
Usaa Financial Planning Services Tampa FL 09/2017 05/2020
Usaa Financial Advisors, Inc Tampa FL 09/2017 05/2020
Usaa Investment Management Company San Antonio TX 01/2018 05/2020
Charles Schwab & Co., Inc. Tampa FL 05/2020 Present
  • 09/2016 → 09/2017
    Morgan Stanley
    Temple Terrace, FL
  • 09/2017 → 05/2020
    Usaa Financial Planning Services
    Tampa, FL
  • 09/2017 → 05/2020
    Usaa Financial Advisors, Inc
    Tampa, FL
  • 01/2018 → 05/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 05/2020 → Present
    Charles Schwab & Co., Inc.
    Tampa, FL
Previous Registrations
  • 2018-01-08 → 2020-05-24
    Usaa Investment Services Company
    San Antonio, TX
  • 2017-10-12 → 2018-01-08
    Usaa Financial Planning Services
    Tampa, FL
  • 2016-10-05 → 2017-09-25
    Morgan Stanley
    Tampa, FL
  • 2011-11-18 → 2016-09-02
    Invest Financial Corporation
    Appleton, WI
  • 2009-03-02 → 2010-06-28
    Waddell & Reed
    Tampa, FL
    Charleroi, PA
Other Businesses

1) Deuce Scoreboards, LLC | Investment Related:No|1480 Gulf Blvd #1006|Clearwater|FL|33767|USA|Sports/Physical Recreation|Board member|2/1/2023|Less than 20|0| 1.Remain aware of the company's business plan 2. Attend board meetings 3.Assist in the selection process of new employees 4.Remain in the loop regarding the succession plan

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-20
  • S66 Uniform Combined State Law Examination
    2009-02-20
Other Names
  • Kevin Lee Whittington
  • Kevin Whittington

View on SEC IAPD

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