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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-08 |
| CA | RA | APPROVED | 2021-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | San Francisco | CA | 11/2020 | Present |
| Jpmorgan Securities Llc | San Francisco | CA | 11/2020 | Present |
| Robert Half International | San Francisco | CA | 05/2019 | 10/2020 |
| Apex Agriculture Management, Llc. | Salinas | CA | 07/2017 | 05/2019 |
| Knb Advertising Specialties | San Luis Obispo | CA | 07/2013 | 01/2017 |
| California Polytechnic State University | San Luis Obispo | CA | 09/2012 | 06/2017 |
Effective 11/2/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-02-12 |
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