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Matthew J. Cuen

J.P. Morgan Securities LLC

San Francisco, CA

CRD 7311314

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-08
CA RA APPROVED 2021-02-13
  • TX RA
    APPROVED
    Since 2021-07-08
  • CA RA
    APPROVED
    Since 2021-02-13

Branch Locations

560 Mission Street, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na San Francisco CA 11/2020 Present
Jpmorgan Securities Llc San Francisco CA 11/2020 Present
Robert Half International San Francisco CA 05/2019 10/2020
Apex Agriculture Management, Llc. Salinas CA 07/2017 05/2019
Knb Advertising Specialties San Luis Obispo CA 07/2013 01/2017
California Polytechnic State University San Luis Obispo CA 09/2012 06/2017
  • 11/2020 → Present
    Jpmorgan Chase Bank Na
    San Francisco, CA
  • 11/2020 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 05/2019 → 10/2020
    Robert Half International
    San Francisco, CA
  • 07/2017 → 05/2019
    Apex Agriculture Management, Llc.
    Salinas, CA
  • 07/2013 → 01/2017
    Knb Advertising Specialties
    San Luis Obispo, CA
  • 09/2012 → 06/2017
    California Polytechnic State University
    San Luis Obispo, CA
Other Businesses

Effective 11/2/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-12
  • S66 Uniform Combined State Law Examination
    2021-02-12
Other Names
  • Matt Cuen
  • Matthew J. Cuen
  • Matthew Joseph Cuen

View on SEC IAPD

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