Berkley Kelleher Bryan

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → 11/2021
  The Welch Group
  Birmingham, AL
• 06/2019 → 11/2020
  Regions Bank
  Birmingham, AL
• 08/2018 → 05/2019
  Samford University
  Birmingham, AL
• 06/2018 → 08/2018
  Highland Associates
  Birmingham, AL
• 01/2017 → 08/2018
  Samford University
  Birmingham, AL
• 08/2015 → 01/2017
  Samford University
  Birmingham, AL
• 02/2022 → Present
  Rockefeller Financial Llc
  Atlanta, GA
• 11/2021 → 02/2022
  Unemployed
  Birmingham, AL

Previous Registrations

• 2021-01-25 → 2021-12-02
  The Welch Group, Llc
  Birmingham, AL

Other Businesses

Sheridan Parc Board; Non Investment Related; Atlanta, GA; Oversee and enforce the community rules detailed in our Declaration of Covenants and Bylaws; Board Member since August 4, 2023; 1.5 hours per month devoted to the role and zero hours during trading hours; Duties as a HOA board member includes enforcing rules to protect property values, maintaining common areas, speaking on behalf of the community to the property manager. I do not have direct access to any funds. My position on the board is strictly voluntary and no salary/payment is associated with the position.

Exams

• S63 Uniform Securities Agent State Law Examination
  2022-06-28
• S65 Uniform Investment Adviser Law Examination
  2021-01-24