Nicholas Anthony Sztapka

Mwa Financial Services Inc.

Sioux Falls, SD

CRD 7311283

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Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

Authority	Category	Status	Date
SD	RA	APPROVED	2025-01-09

SD RA
APPROVED

Since 2025-01-09

Branch Locations

4808 South Technopolis Drive Suite 1, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Modern Woodmen Of America	Rock Island	IL	03/2019	Present
Fastenal Tools	Tea	SD	01/2018	03/2019
Lloyd Company	Sioux Falls	SD	04/2017	12/2017
Fastenal Tools	Tea	SD	11/2016	04/2017
South East Technical Institute	Sioux Falls	SD	07/2013	05/2017
Mwa Financial Services Inc	Rock Island	IL	11/2020	Present

03/2019 → Present

Modern Woodmen Of America

Rock Island, IL
01/2018 → 03/2019

Fastenal Tools

Tea, SD
04/2017 → 12/2017

Lloyd Company

Sioux Falls, SD
11/2016 → 04/2017

Fastenal Tools

Tea, SD
07/2013 → 05/2017

South East Technical Institute

Sioux Falls, SD
11/2020 → Present

Mwa Financial Services Inc

Rock Island, IL

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2020-11-28

S63 Uniform Securities Agent State Law Examination

2020-11-28

Designations

Chartered Financial Consultant

View on SEC IAPD

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