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Allison Dianne Carter

State Farm Investment Management Corp.

Apex, NC

CRD 7311095

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-04-28
NC RA APPROVED 2021-06-07
  • SC RA
    APPROVED
    Since 2022-04-28
  • NC RA
    APPROVED
    Since 2021-06-07

Branch Locations

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allison Carter Insurance Agency Raleigh NC 10/2018 03/2022
State Farm Vp Management Corp. Raleigh NC 10/2018 03/2022
State Farm Insurance Company Atlanta GA 05/2018 10/2018
State Farm Insurance Company Apex NC 08/2016 05/2018
State Farm Insurance Company Chapel Hill NC 10/2011 08/2016
State Farm Investment Management Corp Raleigh NC 06/2021 03/2022
State Farm Investment Management Corp Apex NC 04/2022 Present
State Farm Vp Management Corp. Apex NC 04/2022 Present
State Farm Insurance Apex NC 04/2022 Present
  • 10/2018 → 03/2022
    Allison Carter Insurance Agency
    Raleigh, NC
  • 10/2018 → 03/2022
    State Farm Vp Management Corp.
    Raleigh, NC
  • 05/2018 → 10/2018
    State Farm Insurance Company
    Atlanta, GA
  • 08/2016 → 05/2018
    State Farm Insurance Company
    Apex, NC
  • 10/2011 → 08/2016
    State Farm Insurance Company
    Chapel Hill, NC
  • 06/2021 → 03/2022
    Raleigh, NC
  • 04/2022 → Present
    Apex, NC
  • 04/2022 → Present
    State Farm Vp Management Corp.
    Apex, NC
  • 04/2022 → Present
    State Farm Insurance
    Apex, NC
Other Businesses

1) SEA IT ALL! investment-related; 429 North Hampton Colony Circle North Topsail Beach, NC 28460; Vacasa property management company manages a coastal home in North Topsail Beach, NC that we own for seasonal rentals.; Owner; 10/22/2021; 3;0; real estate.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-12-28
  • S63 Uniform Securities Agent State Law Examination
    2020-12-28
Designations
  • Chartered Financial Consultant
Other Names
  • Allison Peters Stanford
  • Allison Dianne Peters
  • Alli Carter

View on SEC IAPD

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