Lacey Jo Thornton

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-03-06

TX RA
APPROVED_RES

Since 2026-03-06

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

5201 W Amelia Earhart Dr [Tpb Services], Salt Lake City, UT 84116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services	Salt Lake City	UT	04/2024	Present
Wells Fargo	Salt Lake City	UT	10/2020	Present
Altabank	American Fork	UT	01/2016	08/2019
Unemployed	Pleasant Grove	UT	08/2019	10/2020

04/2024 → Present

Wells Fargo Clearing Services

Salt Lake City, UT
10/2020 → Present

Wells Fargo

Salt Lake City, UT
01/2016 → 08/2019

Altabank

American Fork, UT
08/2019 → 10/2020

Unemployed

Pleasant Grove, UT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2025-11-01

S63 Uniform Securities Agent State Law Examination

2025-11-01

Other Names

Lacey Jo Stewart
Lacey Jo Asay
Lacey J Thornton

View on SEC IAPD