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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Northport | NY | 04/2016 | 10/2020 |
| J.P. Morgan Securities Llc | Northport | NY | 11/2020 | Present |
| The Max Challenge Of Commack | Commack | NY | 02/2020 | 08/2022 |
| Concord Paper Corp | East Northport | NY | 07/2012 | 12/2016 |
| Stony Brook University | Stonybrook | NY | 08/2018 | 05/2019 |
| Jpmorgan Chase Bank, N.A. | Northport | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-14 |
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