Dominick Robert Caprarola

Current Employers

Employment History

• 08/2016 → 06/2020
  College Education
  State College, PA
• 09/2020 → 11/2020
  Ballast Financial, Llc
  Mount Laurel, NJ
• 11/2020 → Present
  Lpl Financial, Llc
  Mount Laurel, NJ
• 02/2023 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Other Businesses

1. 12/11/2023 - Capwealth Financial, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/01/2020 - 48 Hours Per Month/ During Trading 2) 04/28/2025 - Private Advisor Group - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:05/07/2024 -200 Hrs/Mth - 160 Hrs During Trading. 3)04/28/2025 - Private Advisor Group, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:05/07/2024 - -200 Hrs/Mth - 160 Hrs During Trading. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2024. I expect to spend approximately 200 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-04
• S66 Uniform Combined State Law Examination
  2021-01-29

Other Names

• Dominick Caprarola