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Nathan Walsh

Charles Schwab & Co., Inc.

Menlo Park, CA

CRD 7310996

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-03-16
  • CA RA
    APPROVED
    Since 2022-03-16

Branch Locations

800 El Camino Real Suite 100, Menlo Park, CA 94025-4875 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Woodland Hills CA 11/2020 10/2021
University Of Arizona Tucson AZ 07/2016 05/2020
Unemployed Belmont CA 02/1998 05/2018
Cbf Electric & Data San Francisco CA 06/2018 08/2018
Unemployed Belmont CA 06/2020 10/2020
Nylife Securities Llc Woodland Hills CA 06/2021 10/2021
Charles Schwab & Co., Inc. Menlo Park CA 11/2021 Present
Charles Schwab Bank, Ssb Menlo Park CA 11/2021 Present
  • 11/2020 → 10/2021
    New York Life Insurance Company
    Woodland Hills, CA
  • 07/2016 → 05/2020
    University Of Arizona
    Tucson, AZ
  • 02/1998 → 05/2018
    Unemployed
    Belmont, CA
  • 06/2018 → 08/2018
    Cbf Electric & Data
    San Francisco, CA
  • 06/2020 → 10/2020
    Unemployed
    Belmont, CA
  • 06/2021 → 10/2021
    Nylife Securities Llc
    Woodland Hills, CA
  • 11/2021 → Present
    Charles Schwab & Co., Inc.
    Menlo Park, CA
  • 11/2021 → Present
    Charles Schwab Bank, Ssb
    Menlo Park, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-16
  • S66 Uniform Combined State Law Examination
    2022-03-16
Other Names
  • Nathan M Walsh
  • Nate Walsh

View on SEC IAPD

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