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Paul Graafsma

J.P. Morgan Securities LLC

Tempe, AZ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-04-11
TX RA APPROVED 2022-12-16
  • AZ RA
    APPROVED
    Since 2025-04-11
  • TX RA
    APPROVED
    Since 2022-12-16

Branch Locations

150 University 4Th Floor, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Southlake TX 11/2020 04/2022
All American Flooring Farmers Branch TX 10/2020 11/2020
Leftwich Chapman Lubbock TX 08/2019 09/2020
P.F. Changs Lubbock TX 10/2018 05/2020
Charles Schwab And Co., Inc. Southlake TX 02/2022 04/2022
Guardian Life Insurance Company Fort Worth TX 06/2022 08/2022
Park Avenue Securities Fort Worth TX 07/2022 08/2022
J.P. Morgan Securities Llc Plano TX 09/2022 Present
Jpmorgan Chase Bank, N.A. Plano TX 09/2022 Present
Rethink Wealth Fort Worth TX 05/2022 08/2022
Outback Steakhouse Lubbock TX 08/2017 09/2017
Unemployed Keller TX 12/2015 07/2017
Unemployed Lubbock TX 10/2017 09/2018
  • 11/2020 → 04/2022
    Td Ameritrade
    Southlake, TX
  • 10/2020 → 11/2020
    All American Flooring
    Farmers Branch, TX
  • 08/2019 → 09/2020
    Leftwich Chapman
    Lubbock, TX
  • 10/2018 → 05/2020
    P.F. Changs
    Lubbock, TX
  • 02/2022 → 04/2022
    Charles Schwab And Co., Inc.
    Southlake, TX
  • 06/2022 → 08/2022
    Guardian Life Insurance Company
    Fort Worth, TX
  • 07/2022 → 08/2022
    Park Avenue Securities
    Fort Worth, TX
  • 09/2022 → Present
    J.P. Morgan Securities Llc
    Plano, TX
  • 09/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Plano, TX
  • 05/2022 → 08/2022
    Rethink Wealth
    Fort Worth, TX
  • 08/2017 → 09/2017
    Outback Steakhouse
    Lubbock, TX
  • 12/2015 → 07/2017
    Unemployed
    Keller, TX
  • 10/2017 → 09/2018
    Unemployed
    Lubbock, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-28
S63 Uniform Securities Agent State Law Examination 2021-05-11
  • S65 Uniform Investment Adviser Law Examination
    2022-11-28
  • S63 Uniform Securities Agent State Law Examination
    2021-05-11
Other Names
  • Paul David Graafsma Ii
  • Paul D. Graafsma
  • Paul D. Graafsma
  • Paul David Graafsma
  • Graafsma Graafsma
  • Paul D Graafsma

View on SEC IAPD

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