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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-16
MI RA APPROVED 2023-08-07
  • TX RA
    APPROVED
    Since 2023-11-16
  • MI RA
    APPROVED
    Since 2023-08-07

Branch Locations

4366 Alpine Ave. Nw, Comstock Park, MI 49321 • United States

7 Main Street, Cedar Springs, MI 49319 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Comstock Park MI 10/2020 Present
Jpmorgan Chase Bank, N.A. Comstock Park MI 08/2019 Present
Coastal Automotve Holland MI 06/2019 08/2019
California State University Fresno CA 01/2019 05/2019
Clovis Community College Fresno CA 08/2017 12/2018
Moore Law Firm San Jose CA 08/2014 07/2017
Grand Valley State University Allendale MI 08/2019 04/2020
Moore Law Firm San Jose CA 11/2018 11/2019
Decentralized Real Estate Property 001 Dao Llc Sheridan WY 04/2025 Present
Drom Press Llc Rockford MI 03/2026 Present
  • 10/2020 → Present
    Comstock Park, MI
  • 08/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Comstock Park, MI
  • 06/2019 → 08/2019
    Coastal Automotve
    Holland, MI
  • 01/2019 → 05/2019
    California State University
    Fresno, CA
  • 08/2017 → 12/2018
    Clovis Community College
    Fresno, CA
  • 08/2014 → 07/2017
    Moore Law Firm
    San Jose, CA
  • 08/2019 → 04/2020
    Grand Valley State University
    Allendale, MI
  • 11/2018 → 11/2019
    Moore Law Firm
    San Jose, CA
  • 04/2025 → Present
    Decentralized Real Estate Property 001 Dao Llc
    Sheridan, WY
  • 03/2026 → Present
    Drom Press Llc
    Rockford, MI
Other Businesses

Entity Name: Drom Press LLC Investment related: No Address: Private Residence Nature of the other business: Creative Writing Position/Title/Relationship: Owner/Partner Start Date: 03/25/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife started an LLC and is working on becoming a published author. I will be helping her with funding the LLC and with her expenses for marketing and publishing her book. There is no overlap or connection with my role at JPMorgan. Entity Name: Decentralized Real Estate Property 001 DAO LLC Investment related: No "Address: deredao.com Registered through Wyoming; 30 N Gould St Ste R Sheridan, WY 82801 USA" Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Deredao LLC is a decentralized real estate LLC, which has an aim to make real estate investing easier through blockchain technologies. I plan to become an investor/member of the LLC. By purchasing DERE tokens for specific properties, I can assume partial ownership of a specific property and will earn rent payments as well as participate in the appreciation of the underlying real estate asset. My responsibilities will be limited to voting on decisions related to the properties I hold.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-07
S63 Uniform Securities Agent State Law Examination 2020-12-31
  • S66 Uniform Combined State Law Examination
    2023-08-07
  • S63 Uniform Securities Agent State Law Examination
    2020-12-31
Other Names
  • Kenneth Moore

View on SEC IAPD

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