Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-04-22
  • PA RA
    APPROVED
    Since 2026-04-22

Branch Locations

300 Conshohocken State Rd, Conshohocken, PA 19428 • United States

100 Federal St, Boston, MA 02110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Conshohocken PA 05/2025 Present
U.S. Bank New York NY 05/2021 05/2025
Wilmington Trust, N.A. New York NY 06/2017 04/2020
Home Maker Rego Park NY 06/2020 05/2021
Baruch College New York NY 05/2017 05/2019
Bergen Community College Paramus NJ 09/2014 05/2017
  • 05/2025 → Present
    Conshohocken, PA
  • 05/2021 → 05/2025
    U.S. Bank
    New York, NY
  • 06/2017 → 04/2020
    Wilmington Trust, N.A.
    New York, NY
  • 06/2020 → 05/2021
    Home Maker
    Rego Park, NY
  • 05/2017 → 05/2019
    Baruch College
    New York, NY
  • 09/2014 → 05/2017
    Bergen Community College
    Paramus, NJ
Other Businesses

I*: 2510274 Entity Type: For Profit Name: Moonlight G L.L.C Investment-related: No Address: Garfield, NJ 07026 Title, or relationship with the other business President Start date of your relationship: 19-Sep-2008 Hours/month you devote to the other business: 1 hour mthly Hours you devote to the other business during securities trading hours: 0 Duties: This is a single-member LLC solely intended to "sell and hold" my New York Yankees season tickets through for liability purposes. The only assets held in this entity are ticket sales cashflow from 3rd party ticket selling platforms. I have one DDA titled to the LLC. This LLC, given it is a single-member.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-14
  • S66 Uniform Combined State Law Examination
    2026-04-14
Other Names
  • Anthony Penna

View on SEC IAPD

More in Conshohocken, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor