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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-11 |
Branch Locations
330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Family Insurance | Madison | WI | 05/2019 | 08/2019 |
| Bank Five Nine | Oconomowoc | WI | 10/2020 | 09/2023 |
| City Of Oconomowoc Parks And Recreation | Oconomowoc | WI | 06/2020 | 09/2020 |
| Student | Madison | WI | 09/2019 | 05/2020 |
| Student | Madison | WI | 09/2018 | 05/2019 |
| University Of Wisconsin Madison | Madison | WI | 05/2018 | 08/2018 |
| Student | Madison | WI | 09/2017 | 05/2018 |
| City Of Oconomowoc Parks And Recreation | Oconomowoc | WI | 05/2017 | 08/2017 |
| Student | Madison | WI | 09/2016 | 05/2017 |
| Oconomowoc Golf Club | Oconomowoc | WI | 05/2016 | 09/2016 |
| Dustin Ashley | Milwaukee | WI | 10/2023 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 10/2023 | Present |
| Dustin Ashley | Milwaukee | WI | 09/2023 | 10/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2023 | Present |
1. DELIVERY DRIVER, DOORDASH, 1009 W JUNEAU AVE. APT. 209, MILWAUKEE, , WISCONSIN, 53233, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 03/29/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, DELIVERY DRIVER. non investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-10 |
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