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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-02 |
| WI | RA | APPROVED | 2025-09-30 |
Branch Locations
826 South Hastings Way, Suite 1, Eau Claire, WI 54701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| International Assets Advisory, Llc | Altoona | WI | 10/2020 | 11/2021 |
| Nohre & Company, Cpa's | Eau Claire | WI | 10/2018 | 09/2020 |
| Clifton Larson Allen, Llp | Eau Claire | WI | 11/2014 | 09/2018 |
| International Assets Investment Management, Llc | Altoona | WI | 05/2021 | 11/2021 |
| Commonwealth Financial Network | Waltham | MA | 11/2021 | 09/2025 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2025 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2025 | Present |
1. HELPFUL HEARTS FOUNDATION, 535 S Hillcrest Pkwy, Altoona WI 54720, United States, 10/01/2025, Board Member, Volunteer, NIR, 2 HR/MO - 1 HR/MO TRADING 2. AFFINITY ASSET MANAGEMENT, 826 S Hastings Way, Suite 1, Eau Claire WI 54701, United States, 03/01/2022, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO - 1 HR/MO TRADING 3. AFFINITY TAX SERVICE, LLC, 826 S Hastings Way, Suite 1, Eau Claire WI 54701, United States, 02/28/2022, Owner, Tax Services, NIR, 35 HR/MO - 35 HR/MO TRADING 4. BOWFIN VENTURES, LLC, 826 S Hastings Way, Suite 1, Eau Claire WI 54701, United States, 03/15/2025, W2 Employee, Owner/Partner of a Business Entity, NIR, 0 HR/MO - 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-11 |
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