Jonathan P Mulligan

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2021 → 07/2022
  Ameriprise Financial Services, Llc
  Clifton Park, NY
• 11/2020 → 02/2021
  Northwestern Mutual
  Latham, NY
• 05/2020 → 06/2020
  Unemployed
  Clifton Park, NY
• 10/2020 → 08/2021
  Partial Unemployment
  Clifton Park, NY
• 12/2020 → 05/2021
  Shenendehowa Central School District
  Clifton Park, NY
• 06/2016 → 08/2017
  Tri-City Fitness
  Latham, NY
• 10/2016 → 11/2016
  Hoffman's Car Wash
  Clifton Park, NY
• 06/2017 → 10/2017
  Clifton Park - Halfmoon Gators
  Clifton Park, NY
• 05/2021 → 08/2024
  7309651
  Clifton Park, NY
• 10/2018 → 04/2019
  Ollies Bargain Outlet
  Albany, NY
• 04/2017 → 08/2018
  The Vista Restaurant - Van Patten Golf Course
  Clifton Park, NY
• 04/2019 → 05/2020
  City Line Bar & Grille
  Albany, NY
• 06/2020 → 10/2020
  City Line Bar & Grille
  Albany, NY
• 08/2017 → 05/2021
  Suny At Albany
  Clifton Park, NY
• 07/2013 → 05/2017
  Shenendehowa High School
  Clifton Park, NY
• 07/2022 → 03/2025
  Raymond James Financial Services Inc
  Clifton Park, NY
• 08/2021 → Present
  Legacy Wealth Planning Group
  Clifton Park, NY
• 07/2022 → 12/2023
  Crux Wealth Advisors
  Clifton Park, NY
• 07/2022 → 03/2025
  Raymond James Financial Services Advisors
  Clifton Park, NY
• 03/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2022-10-12 → 2025-03-18
  Raymond James Financial Services Advisors, Inc
  Clifton Park, NY
  Clifton Park, NY
  Clifton Park, NY

Other Businesses

1. NAME OF OTHER BUSINESS: LEGACY WEALTH PLANNING GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 08/2021 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 60 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGING THE FINANCIAL PLANNING PROCESS (SCHEDULING, PREPARATION, IMPLEMENTATION, ETC.). POINT OF CONTACT FOR CLIENT CORRESPONDENCE. PORTFOLIO MANAGEMENT AND OTHER ADVISORY ACTIVITIES.

Exams

• S66 Uniform Combined State Law Examination
  2022-09-22

Designations

• Certified Financial Planner

Other Names

• Jonathan Patrick Mulligan
• Jon Patrick Mulligan