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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-05-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Forward | Valley City | ND | 11/2009 | Present |
| Commonwealth Financial Network | Waltham | MA | 09/2024 | Present |
| Invest Forward | Bagley | MN | 09/2024 | Present |
Kapp RE Holdings, LLC RE holding company - RE investment 356 Central Ave N, Valley City, ND 58072 RE holding Member 2009 One hour per week Zero hours during trading week Duties are limited to general upkeep of RE Prestige Fund A II, LLC, Prestige Fund D V, LLC, Prestige Fund VI, LLC Investment related 415 N Prince St. Suite 200, Lancaster, PA 17603 Member/investor 2020, 2022, 2024 respectively Zero hours per week Zero hours per trading week No duties - investor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 2005-03-25 |
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