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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-01
TX RA APPROVED 2023-05-01
  • PA RA
    APPROVED
    Since 2023-05-01
  • TX RA
    APPROVED
    Since 2023-05-01

Branch Locations

1650 Market St Floor 47, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na Philadelphia PA 11/2020 Present
Jpmorgan Securities Llc Philadelphia PA 11/2020 Present
Pnc Pittsburgh PA 04/2008 10/2020
  • 11/2020 → Present
    Jpmorgan Chase Bank Na
    Philadelphia, PA
  • 11/2020 → Present
    Jpmorgan Securities Llc
    Philadelphia, PA
  • 04/2008 → 10/2020
    Pnc
    Pittsburgh, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-01
S63 Uniform Securities Agent State Law Examination 2020-12-30
  • S65 Uniform Investment Adviser Law Examination
    2023-05-01
  • S63 Uniform Securities Agent State Law Examination
    2020-12-30
Other Names
  • Mathew Aaron Kraut

View on SEC IAPD

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