Sean Gray

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2024-04-22

CO RA
APPROVED

Since 2024-04-22

Branch Locations

Colorado Springs, CO • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Parkland Securities	Ann Arbor	MI	11/2020	09/2023
Kaplan, Inc.	Colorado Springs	CO	07/2016	10/2022
Spc	Ann Arbor	MI	12/2020	09/2023
Empower Advisory Group, Llc	Greenwood Village	CO	04/2024	Present
Empower Financial Services, Inc	Greenwood Village	CO	04/2024	Present
Unemployed	Colorado Springs	CO	09/2023	03/2024

11/2020 → 09/2023

Parkland Securities

Ann Arbor, MI
07/2016 → 10/2022

Kaplan, Inc.

Colorado Springs, CO
12/2020 → 09/2023

Spc

Ann Arbor, MI
04/2024 → Present

Empower Advisory Group, Llc

Greenwood Village, CO
04/2024 → Present

Empower Financial Services, Inc

Greenwood Village, CO
09/2023 → 03/2024

Unemployed

Colorado Springs, CO

Previous Registrations

2021-01-01 → 2023-09-15

Spc

Colorado Springs, CO

Ann Arbor, MI

Other Businesses

1. Upa Downa- non investment related, Colorado, volunteer for rock climbing, 1 hr/mo, no income. 2. Firearms Instructor - Kenaz Tactical, Colorado Springs, CO. Start date: 11/15/22, approx. 4 hrs/mo, none during mkt hrs. INV REL: N

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-29

S66 Uniform Combined State Law Examination

2020-12-29

View on SEC IAPD