David Charles Matt

Current Employers

Ruby Financial

Washington, MI • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-10-08

MI RA
APPROVED

Since 2010-10-08

Branch Locations

Washington, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ruby Financial Corporation	Washington	MI	03/2006	Present

03/2006 → Present

Ruby Financial Corporation

Washington, MI

Other Businesses

I HAVE LIFE, HEALTH AND ACCIDENT INSURANCE LICENSES TO ALLOW ME TO ACCESS INSURANCE PRODUCTS THAT MAY BE NEEDED BY MY CLIENTS. THE INSURANCE BUSINESS IS NOT DIRECTLY INVESTMENT-RELATED IT IS A CONVENIENCE TO MY CLIENTS. RUBY FINANCIAL IS LOCATED AT 57340 CURTIS ST., WASHINGTON, MICHIGAN, 48094. I AM THE PRESIDENT OF RUBY FINANCIAL AND HAVE BEEN FROM THE START DATE OF 03/2006. THE HOURS DEVOTED TO THE INSURANCE BUSINESS VERY AND ARE RELATED TO THE NEEDS OF MY CLIENTS. MY DUTIES INCLUDE DETERMINING APPROPRIATE INSURANCE PRODUCTS TO FILL THE NEED OF MY CLIENTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-08-28
S66	Uniform Combined State Law Examination	2005-03-26

S65 Uniform Investment Adviser Law Examination

2010-08-28
S66 Uniform Combined State Law Examination

2005-03-26