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Adam Ambrogio

J.P. Morgan Securities LLC

Chicago, IL

CRD 7309350

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-12-06
IL RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-12-06
  • IL RA
    APPROVED
    Since 2024-03-04

Branch Locations

3714 North Broadway Street, Chicago, IL 60613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Chicago IL 10/2020 Present
J.P. Morgan Securities Llc Chicago IL 10/2020 Present
Doordash Chicago IL 08/2020 10/2020
Renew Rockford Rockford IL 01/2019 08/2020
Seaver Gym Rockford University Rockford IL 05/2018 05/2020
Buckle Cherry Vale IL 04/2018 02/2019
Target Machesney Park IL 05/2017 05/2018
Rockford University Rockford IL 01/2017 05/2020
Unemployed Rockford IL 10/2010 04/2017
  • 10/2020 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 10/2020 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 08/2020 → 10/2020
    Doordash
    Chicago, IL
  • 01/2019 → 08/2020
    Renew Rockford
    Rockford, IL
  • 05/2018 → 05/2020
    Seaver Gym Rockford University
    Rockford, IL
  • 04/2018 → 02/2019
    Buckle
    Cherry Vale, IL
  • 05/2017 → 05/2018
    Target
    Machesney Park, IL
  • 01/2017 → 05/2020
    Rockford University
    Rockford, IL
  • 10/2010 → 04/2017
    Unemployed
    Rockford, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2021-01-08
  • S66 Uniform Combined State Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2021-01-08
Other Names
  • Adam Ambrogio
  • Adam Oscar Ambrogio

View on SEC IAPD

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