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Christopher Lawrence

J.P. Morgan Securities LLC

Brooklyn, NY

New York, NY

CRD 7309310

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2020-12-21
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2020-12-21

Branch Locations

Brooklyn, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 09/2020 Present
Jpmorgan Securities Llc New York NY 09/2020 Present
Jpmorgan Chase Bank Na - Jpmorgan Suisse Sa Geneva 07/2015 09/2018
Jpmorgan Chase Bank Na New York NY 10/2018 09/2020
  • 09/2020 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 09/2020 → Present
    Jpmorgan Securities Llc
    New York, NY
  • 07/2015 → 09/2018
    Jpmorgan Chase Bank Na - Jpmorgan Suisse Sa
    Geneva
  • 10/2018 → 09/2020
    Jpmorgan Chase Bank Na
    New York, NY
Other Businesses

Entity Name: Brooklyn Heights Association Investment related: Yes "Address: https://thebha.org/about-us/#mission info@thebha.org | 55 Pierrepont Street 17D | Brooklyn, NY 11201 | 718-858-9193" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 08/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The mission of the BHA is to engage the Brooklyn Heights community in maintaining and improving the quality of life in our neighborhood. Effective 09/01/2020 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-21
  • S66 Uniform Combined State Law Examination
    2020-12-21
Other Names
  • Christopher Lawrence

View on SEC IAPD

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