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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-04-04 |
| GA | RA | APPROVED | 2022-02-24 |
Branch Locations
Sandy Springs, GA • United States
3475 Lenox Rd Ne Ste 600, Atlanta, GA 30326-3219 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raa | Kennesaw | GA | 07/2016 | 01/2020 |
| Allworth Financial, L.P. | Sacramento | CA | 01/2020 | 06/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 10/2020 | 01/2022 |
| N/A | Atlanta | GA | 07/2020 | 10/2020 |
| Ameriprise Financial Services, Llc | Atlanta | GA | 02/2022 | Present |
Real Estate Ownership; Single Family; 500 Mossyvale Way, , Atlanta, GA, 30328; Not Investment-Related; 03/01/2020. Outside Employment; Thu Clear, Inc.; Associate Financial Advisor; Manage advisory business; 3475 Lenox Road NE, Suite 600, Atlanta, GA, 30326; Investment-Related; 10/14/2024; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-09 |
| S66 | Uniform Combined State Law Examination | 2008-07-11 |
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