Kaitlin Heejin Chon

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-08-04
CA	RA	APPROVED	2024-03-19

Branch Locations

2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	07/2022	Present
Ubs Financial Services	Los Angeles	CA	11/2020	07/2022
University Of Southern California	Los Angeles	CA	08/2019	05/2023
Canyon High School	Anaheim	CA	08/2015	08/2019

07/2022 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
11/2020 → 07/2022

Ubs Financial Services

Los Angeles, CA
08/2019 → 05/2023

University Of Southern California

Los Angeles, CA
08/2015 → 08/2019

Canyon High School

Anaheim, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-03-18