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Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-09-03
  • IL RA
    APPROVED
    Since 2021-09-03

Branch Locations

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

1515 South Macarthur Blvd., Springfield, IL 62704 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Emergency Physician Blessing Hospital Quincy IL 05/2026 Present
Lpl Financial Springfield IL 10/2020 08/2021
Midamerica Emergency Physicians Springfield IL 06/2009 Present
Schumacher Clinical Partners Lafeyatte LA 03/2016 01/2020
Money Concepts Capital Corp Palm Beach Gardens FL 09/2021 Present
  • 05/2026 → Present
    Emergency Physician Blessing Hospital
    Quincy, IL
  • 10/2020 → 08/2021
    Lpl Financial
    Springfield, IL
  • 06/2009 → Present
    Midamerica Emergency Physicians
    Springfield, IL
  • 03/2016 → 01/2020
    Schumacher Clinical Partners
    Lafeyatte, LA
  • 09/2021 → Present
    Palm Beach Gardens, FL
Previous Registrations
Other Businesses

1. MIDAMERICA EMERGENCY PHYSICIANS (ALSO KNOWN AS MIDWEST EMERGENCY DEPARTMENT SPECIALISTS) -06/2009 - OTHER - BUSINESS OWNER - 120HRS 0HRS DURING TRADING - SPRINGFIELD, IL 2. MCCORMICK MEDICAL SERVICES, LLC - NOT INVESTMENT RELATED - SHERMAN, IL., 08/2018 - BUSINESS ENTITY FOR EMERGENCY MEDICINE WORK NOT RELATED TO MIDAMERICA PHYSICIANS. I AM NOT CURRENTLY DOING ANY LOCUMS WORK AND DON'T EXPECT TO BUT WOULD LIKE TO KEEP THIS COMPANY OPEN IF SOMETHING WOULD CHANGE WITH MY MAIN JOB. LLC WAS CREATED WHEN I WAS DOING SOME LOCUMS WORK IN MISSOURI FROM 2018 TO JAN 2020. 0 HOURS DEVOTED TO THIS WORK DURING TRADING HOURS. 1 HOUR DEVOTED OVERALL. 3. McCormick Financial Services LLC, since 2/1/2022, DBA, 700 Prairie Lake Drive, Sherman, IL 62684. Non-investment related, 1-10% time spent on activity during securities hrs. 4. Emergency Physician Blessing Hospital, since 5/15/2026, 1005 Braodway St., Quincy, IL 62301. Emergency Physician, Employee, Non-investment related, 11-15% time spent on activity during securities hrs

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-22
  • S66 Uniform Combined State Law Examination
    2021-01-22
Other Names
  • Anna Marie Osladil
  • Anna Mccormick

View on SEC IAPD

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