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Jody R Brown

Principal Securities, Inc.

Addison, TX

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-30
  • TX RA
    APPROVED
    Since 2026-06-30

Branch Locations

5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Richardson TX 11/2020 12/2022
Primerica Financial Services Richardson TX 06/2020 12/2022
Frisco Isd Frisco TX 08/2000 01/2023
Park Avenue Securities Addison TX 01/2023 06/2026
Guardian Life Insurance Company Addison TX 01/2023 06/2026
Principal Life Insurance Company Addison TX 06/2026 Present
Principal Securities, Inc. Addison TX 06/2026 Present
  • 11/2020 → 12/2022
    Pfs Investments Inc.
    Richardson, TX
  • 06/2020 → 12/2022
    Primerica Financial Services
    Richardson, TX
  • 08/2000 → 01/2023
    Frisco Isd
    Frisco, TX
  • 01/2023 → 06/2026
    Park Avenue Securities
    Addison, TX
  • 01/2023 → 06/2026
    Guardian Life Insurance Company
    Addison, TX
  • 06/2026 → Present
    Principal Life Insurance Company
    Addison, TX
  • 06/2026 → Present
    Principal Securities, Inc.
    Addison, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-08-27
S63 Uniform Securities Agent State Law Examination 2021-03-12
  • S65 Uniform Investment Adviser Law Examination
    2022-08-27
  • S63 Uniform Securities Agent State Law Examination
    2021-03-12
Other Names
  • Jody Ray Brown

View on SEC IAPD

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Other Offices

GENEOS WEALTH MANAGEMENT, INC. · ENGLEWOOD, CO
BLUE SKY ASSET MANAGEMENT, LLC · ENGLEWOOD, CO
CWM, LLC · Englewood, CO
INTEGRATED WEALTH CONCEPTS LLC · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO
CWM, LLC · Engelwood, CO
EDELMAN FINANCIAL ENGINES · ENGLEWOOD, CO, CO

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