Jonah Nathaniel Kaplan

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-22
CT	RA	APPROVED	2024-08-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Student	Plymouth	MA	08/2012	Present
Rf\|Binder	Needham	MA	03/2019	05/2019
The Dartmouth Group	Bedford	MA	06/2019	08/2019
The Dartmouth Group	Bedford	MA	06/2020	08/2020
Beach Dogz	Plymouth	MA	06/2021	08/2021
Cantella & Co., Inc.	Malden	MA	09/2020	12/2021
Cantella & Co., Inc.	Malden	MA	06/2022	Present
Cambridge Investment Research, Inc.	Fairfield	IA	08/2023	07/2024
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	08/2023	07/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Providence	RI	07/2024	Present
Bank Of America, N.A.	Providence	RI	08/2024	Present

08/2012 → Present

Student

Plymouth, MA
03/2019 → 05/2019

Rf|Binder

Needham, MA
06/2019 → 08/2019

The Dartmouth Group

Bedford, MA
06/2020 → 08/2020

The Dartmouth Group

Bedford, MA
06/2021 → 08/2021

Beach Dogz

Plymouth, MA
09/2020 → 12/2021

Cantella & Co., Inc.

Malden, MA
06/2022 → Present

Cantella & Co., Inc.

Malden, MA
08/2023 → 07/2024

Cambridge Investment Research, Inc.

Fairfield, IA
08/2023 → 07/2024

Cambridge Investment Research Advisors, Inc.

Fairfield, IA
07/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Providence, RI
08/2024 → Present

Bank Of America, N.A.

Providence, RI

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-27

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