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James Pierce Arnold

J.P. Morgan Securities LLC

Chicago, IL

Westerville, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-19
TX RA APPROVED 2025-09-18
  • IL RA
    APPROVED
    Since 2025-09-19
  • TX RA
    APPROVED
    Since 2025-09-18

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603-2300 • United States

370 S Cleveland Ave, Westerville, OH 43081 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Chicago IL 09/2025 Present
Jpmorgan Chase Bank, N.A. Chicago IL 09/2025 Present
Arnold Global Solutions Llc Cincinnati OH 05/2023 09/2025
Strategic Advisers Llc Covington KY 03/2025 08/2025
Fidelity Investments Covington KY 12/2021 08/2025
Fidelity Brokerage Services Llc Covington KY 12/2021 08/2025
Mml Investors Services, Llc Cincinnati OH 11/2020 11/2021
Westpoint Financial Group Cincinnati OH 09/2020 11/2021
First Financial Bank Cincinnati OH 10/2018 08/2020
Service Systems Associates Cincinnati OH 02/2016 09/2018
  • 09/2025 → Present
    J.P. Morgan Securities Llc
    Chicago, IL
  • 09/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 05/2023 → 09/2025
    Arnold Global Solutions Llc
    Cincinnati, OH
  • 03/2025 → 08/2025
    Strategic Advisers Llc
    Covington, KY
  • 12/2021 → 08/2025
    Fidelity Investments
    Covington, KY
  • 12/2021 → 08/2025
    Fidelity Brokerage Services Llc
    Covington, KY
  • 11/2020 → 11/2021
    Mml Investors Services, Llc
    Cincinnati, OH
  • 09/2020 → 11/2021
    Westpoint Financial Group
    Cincinnati, OH
  • 10/2018 → 08/2020
    First Financial Bank
    Cincinnati, OH
  • 02/2016 → 09/2018
    Service Systems Associates
    Cincinnati, OH
Previous Registrations
  • 2025-03-31 → 2025-09-01
    Strategic Advisers Llc
    Covington, KY
    Cincinnati, OH
    Cincinnati, OH
    Boston, MA
  • 2022-02-03 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
  • 2021-05-25 → 2021-11-18
    Mml Investors Services, Llc
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-21
  • S66 Uniform Combined State Law Examination
    2021-06-21
Other Names
  • Pierce Arnold
  • James Arnold
  • James P Arnold

View on SEC IAPD

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