Nicholas Samuel Disney-Fairchild

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 08/2017
  Southern Highlands Golf & Country Club
  Henderson, NV
• 09/2017 → 08/2018
  Renaissance Reno Downtown Hotel
  Reno, NV
• 09/2018 → 11/2019
  Montreux Golf & Country Club
  Reno, NV
• 08/2016 → 03/2017
  Northern Arizona University
  Flagstaff, AZ
• 11/2019 → 07/2020
  University Of Nevada, Reno
  Reno, NV
• 11/2020 → Present
  Lpl Financial, Llc
  Henderson, NV
• 07/2020 → 11/2020
  Unemployed
  Henderson, NV

Other Businesses

1. 12/1/2020 - LUCIA CAPITAL GROUP - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 11/19/2020. 2. 10/19/2021 - Strategic Tax & Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/18/2021 - 40 Hours Per Month/2 Hours During Securities Trading. 3. 10/20/2021 - Strategic Tax & Financial - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 10/18/2021 - 40 Hours Per Month/2 Hours During Securities Trading - Tax, payroll, accounting.

Exams

• S66 Uniform Combined State Law Examination
  2021-01-12

Other Names

• Nicholas Samuel Fairchild