Jacob William Renteria

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-06-19
CA	RA	APPROVED	2022-03-09

TX RA
APPROVED_RES

Since 2025-06-19
CA RA
APPROVED

Since 2022-03-09

Branch Locations

1011 2Nd St Ste 100, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sonoma State University	Rohnert Park	CA	01/2017	05/2017
Sushiko	Rohnert Park	CA	07/2018	03/2020
Lpl Financial	Santa Rosa	CA	11/2020	Present
Sonoma State University	Rohnert Park	CA	08/2016	06/2020
Unemployed	Cotati	CA	03/2020	11/2020

01/2017 → 05/2017

Sonoma State University

Rohnert Park, CA
07/2018 → 03/2020

Sushiko

Rohnert Park, CA
11/2020 → Present

Lpl Financial

Santa Rosa, CA
08/2016 → 06/2020

Sonoma State University

Rohnert Park, CA
03/2020 → 11/2020

Unemployed

Cotati, CA

Other Businesses

1. 2/2022 - DBA for LPL Business (entity for LPL business) - ARROW POINT WEALTH MANAGEMENT - Investment Related - Santa Rosa, CA 95404 2. 04/12/2022 - Arrow Point Tax Services - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Agent - Start Date - 03/15/2022 - 10 Hours Per Month/ 0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-18

S66 Uniform Combined State Law Examination

2022-01-18

View on SEC IAPD