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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-03-30
  • SC RA
    APPROVED
    Since 2026-03-30

Branch Locations

17 West Mcbee Ave Poinsett Plaza, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Greenville SC 01/2005 01/2024
Morgan Stanley Smith Barney Llc Atlanta GA 01/2024 03/2026
Ubs Financial Services Inc. Greenville SC 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-28
  • S66 Uniform Combined State Law Examination
    2006-02-28
Other Names
  • Molly Ann Steers
  • Molly Dunlap

View on SEC IAPD

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