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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-10 |
| SC | RA | APPROVED | 2025-02-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rhi | San Ramon | CA | 10/2020 | 01/2021 |
| Wells Fargo Clearing Services Llc | Charlotte | NC | 10/2020 | 07/2022 |
| Unemployment | Arabi | LA | 05/2020 | 10/2020 |
| Enterprise Rent-A-Car | New Orleans | LA | 05/2019 | 04/2020 |
| Lyft | New Orleans | LA | 12/2017 | 02/2020 |
| Uber | New Orleans | LA | 08/2017 | 02/2020 |
| Southeastern Louisiana Unversity | Hammond | LA | 08/2016 | 08/2019 |
| Hobby Lobby | Hammond | LA | 05/2017 | 11/2017 |
| Whole Foods Grocery | Metairie | LA | 07/2016 | 10/2016 |
| Lakeview Grocery | New Orleans | LA | 02/2015 | 10/2016 |
| Lpl Financial Llc | Fort Mill | SC | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2021-01-06 |
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