Neal Mischa Neff

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 10/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 03/2021 → 10/2022
  Bank Of America, Na
  New York, NY
• 10/2022 → 03/2025
  Jpmorgan Chase Bank, Na
  Greenwich, CT
• 10/2022 → 03/2025
  Jpmorgan Securities Llc
  Greenwich, CT
• 03/2025 → Present
  Wells Fargo Clearing Services
  Greenwich, CT
• 03/2025 → Present
  Wells Fargo Bank
  Greenwich, CT

Previous Registrations

• 2022-11-01 → 2025-03-20
  J.P. Morgan Securities Llc
  Greenwich, CT
• 2022-01-19 → 2022-10-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY

Other Businesses

MANENTERPRISES, LLC; INV RELATED; STAPLES, MN; 33.33% OWNERSHIP; 02/2025; 1 HOUR PER MONTH; 0 DURINGTRADING; RESIDENTIAL GROUP HOME | ESTATE OF FATHER; INV RELATED; MINNEAPOLIS , MN; CO-EXECUTOR; START DATE: 01/25/2017; 1 HRS PER MONTH; 0 HRS DURING TRADING;| MAN 2 ENTERPRISES LLC; INV RELATED; PARK RAPIDS, MN; RESIDENTIAL ;33.33% OWNERSHIP; START DATE: 10/17/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | MAN 3 ENTERPRISES LLC; INV RELATED; BRAINERD,MN; SOBER HOME/RESIDENTIAL GROUP HOME;33.33% OWNERSHIP; START DATE: 01/20/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;| 2MJ HOLDINGS LLC; INV RELATED; PEQUOT LAKES,MN; TAX REPORTING PURPOSES;33.33% OWNERSHIP; START DATE: 12/23/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

• S66 Uniform Combined State Law Examination
  2022-01-18

Other Names

• Mischa Neff