Best Investors Account Sign in
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-03
CA RA APPROVED 2021-12-13
  • FL RA
    APPROVED
    Since 2026-06-03
  • CA RA
    APPROVED
    Since 2021-12-13

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 10/2020 Present
Charles Schwab Bank Ssb Orlando FL 10/2020 Present
Albertsons Companies Inc. Santa Rosa CA 08/2020 09/2020
Albertsons Companies Inc. Santa Rosa CA 02/2017 01/2019
L & G Appliance Repair & Heat Aurora CO 07/2003 12/2016
Leisure Park Assisted Living (Self-Employment) Santa Rosa CA 02/2019 08/2020
Primerica Sacramento CA 06/2019 10/2020
Berkshire Hathaway/Mainstreet Rentals Guerneville CA 03/2018 10/2018
University Of Illinois At Urbana-Champaign Champaign IL 08/2020 Present
  • 10/2020 → Present
    Orlando, FL
  • 10/2020 → Present
    Charles Schwab Bank Ssb
    Orlando, FL
  • 08/2020 → 09/2020
    Albertsons Companies Inc.
    Santa Rosa, CA
  • 02/2017 → 01/2019
    Albertsons Companies Inc.
    Santa Rosa, CA
  • 07/2003 → 12/2016
    L & G Appliance Repair & Heat
    Aurora, CO
  • 02/2019 → 08/2020
    Leisure Park Assisted Living (Self-Employment)
    Santa Rosa, CA
  • 06/2019 → 10/2020
    Primerica
    Sacramento, CA
  • 03/2018 → 10/2018
    Berkshire Hathaway/Mainstreet Rentals
    Guerneville, CA
  • 08/2020 → Present
    University Of Illinois At Urbana-Champaign
    Champaign, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-13
S63 Uniform Securities Agent State Law Examination 2021-02-11
  • S65 Uniform Investment Adviser Law Examination
    2021-12-13
  • S63 Uniform Securities Agent State Law Examination
    2021-02-11
Other Names
  • Nicole L Polland
  • Nicole St Jean

View on SEC IAPD

More in Orlando, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor