Lucille Mae Halvorson

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-07-23
VT	RA	APPROVED	2021-06-28

TX RA
APPROVED

Since 2021-07-23
VT RA
APPROVED

Since 2021-06-28

Branch Locations

105 West View Road 5Th Floor, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Colchester	VT	10/2020	Present
Audley Travel	Boston	MA	09/2017	10/2020
The Colonnade Hotel	Boston	MA	09/2014	09/2017
Commonwealth Sports Club	Boston	MA	05/2016	03/2020
Morgan Stanley Private Bank, N.A	New York	NY	03/2024	Present

10/2020 → Present

Morgan Stanley

Colchester, VT
09/2017 → 10/2020

Audley Travel

Boston, MA
09/2014 → 09/2017

The Colonnade Hotel

Boston, MA
05/2016 → 03/2020

Commonwealth Sports Club

Boston, MA
03/2024 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

435208 -Halvorson's,Investment related -No; Burlington, Vermont; Restaurant; Employee; May 2021; During business hours:0 ; Customer Service *601202 - Shelburne Field House LLC; Investment related: Yes; Shelburne, Vermont; Recreation; Employee(proprietor, partner, officer, director, employee, trustee, agent); 7/2024; During business hours: 0; After business hours: 3; Administrative

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-06-26

S66 Uniform Combined State Law Examination

2021-06-26

Other Names

Lucy Halvorson

View on SEC IAPD