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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
FL RA APPROVED 2025-03-17
CA RA APPROVED 2025-03-14
ID RA APPROVED 2025-03-14
WA RA APPROVED 2025-03-13
  • TX RA
    APPROVED
    Since 2025-08-07
  • FL RA
    APPROVED
    Since 2025-03-17
  • CA RA
    APPROVED
    Since 2025-03-14
  • ID RA
    APPROVED
    Since 2025-03-14
  • WA RA
    APPROVED
    Since 2025-03-13

Branch Locations

10400 Ne 4Th St Pbig - Bellevue Private Wealth, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Plano TX 10/2020 06/2023
Bank Of America Lewisville TX 08/2018 09/2020
Bliss Massage Arlington TX 03/2017 04/2018
Subway Euless TX 04/2016 03/2017
University Of North Texas Denton TX 08/2018 05/2020
Unemployed Little Elm TX 05/2018 07/2018
Jpmorgan Chase Bank Na Plano TX 10/2020 06/2023
Jpmorgan Chase Bank Na Seattle WA 10/2023 03/2025
Jpmorgan Securities Llc Seattle WA 10/2023 03/2025
Unemployed Seattle WA 07/2023 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated St, Bellevue WA 03/2025 Present
Prosperity Bank Frisco TX 06/2018 07/2018
  • 10/2020 → 06/2023
    Jpmorgan Securities Llc
    Plano, TX
  • 08/2018 → 09/2020
    Bank Of America
    Lewisville, TX
  • 03/2017 → 04/2018
    Bliss Massage
    Arlington, TX
  • 04/2016 → 03/2017
    Subway
    Euless, TX
  • 08/2018 → 05/2020
    University Of North Texas
    Denton, TX
  • 05/2018 → 07/2018
    Unemployed
    Little Elm, TX
  • 10/2020 → 06/2023
    Jpmorgan Chase Bank Na
    Plano, TX
  • 10/2023 → 03/2025
    Jpmorgan Chase Bank Na
    Seattle, WA
  • 10/2023 → 03/2025
    Jpmorgan Securities Llc
    Seattle, WA
  • 07/2023 → 09/2023
    Unemployed
    Seattle, WA
  • 03/2025 → Present
    St, Bellevue, WA
  • 06/2018 → 07/2018
    Prosperity Bank
    Frisco, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-28
S63 Uniform Securities Agent State Law Examination 2021-01-22
  • S65 Uniform Investment Adviser Law Examination
    2023-11-28
  • S63 Uniform Securities Agent State Law Examination
    2021-01-22
Other Names
  • Melody Lopez
  • Melody Airam Lopez
  • Melody Rose

View on SEC IAPD

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