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Steven Matthew Swierkowski

Counterweight Private Wealth

Wilmington, NC

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Current Employers
Counterweight Private Wealth

404 N. 3Rd Street Suite 107, Wilmington, NC 28401 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-12
  • NC RA
    APPROVED
    Since 2023-10-12

Branch Locations

404 N. 3Rd Street Suite 107, Wilmington, NC 28401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Range Complex, Llc Autryville NC 03/2014 04/2021
Woodbury Financial Services Inc Huntersville NC 10/2020 04/2021
The Range Complex Autryville NC 04/2021 04/2022
Guardian Life Insurance Company Raleigh NC 05/2021 Present
Park Avenue Securities Raleigh NC 05/2021 03/2022
Tcwp Llc Dba Counterweight Private Wealth Beachwood OH 03/2022 10/2023
Counterweight Private Wealth Wilmington NC 10/2023 Present
  • 03/2014 → 04/2021
    The Range Complex, Llc
    Autryville, NC
  • 10/2020 → 04/2021
    Woodbury Financial Services Inc
    Huntersville, NC
  • 04/2021 → 04/2022
    The Range Complex
    Autryville, NC
  • 05/2021 → Present
    Guardian Life Insurance Company
    Raleigh, NC
  • 05/2021 → 03/2022
    Park Avenue Securities
    Raleigh, NC
  • 03/2022 → 10/2023
    Tcwp Llc Dba Counterweight Private Wealth
    Beachwood, OH
  • 10/2023 → Present
    Wilmington, NC
Previous Registrations
  • 2022-03-16 → 2023-10-10
    Truclarity Wealth Advisors
    Beachwood, OH
    Raleigh, NC
  • 2021-05-20 → 2022-03-25
    Raleigh, NC
  • 2021-02-10 → 2021-05-07
    Woodbury Financial Services, Inc.
    Huntersville, NC
Other Businesses

1.NC HIGH SCHOOL ATHLETIC ASSOCIATION LACROSSE REFEREE, ADDRESS: RALEIGH, NC, START DATE: 02/01/2020, 15 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, NON INVESTMENT RELATED, Less than 10% annual compensation, 2. INSURANCE BROKER- GUARDIAN, ADDRESS: 2626 GLENWOOD AVE, SUITE 450, RALEIGH, NC 27608, START DATE: 05/17/2021, 1 HOUR PER MONTH/ 0 DURING NORMAL BUSINESS HOURS, INVESTMENT RELATED, Less than 10% annual compensation,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-09
  • S66 Uniform Combined State Law Examination
    2021-02-09
Designations

View on SEC IAPD

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