Holly Clemence

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 05/2020
  University Of Wisconsin Madison
  Madison, WI
• 07/2016 → 05/2017
  Unemployed
  Madison, WI
• 06/2017 → 08/2017
  Hopdoddy Burger Bar
  Newport Beach, CA
• 09/2017 → 10/2017
  Unemployed
  Madison, WI
• 11/2017 → 05/2018
  The Nitty Gritty
  Madison, WI
• 06/2018 → 09/2018
  Hopdoddy Burger Bar
  Newport Beach, CA
• 09/2018 → 07/2019
  The Nitty Gritty
  Madison, WI
• 07/2019 → 03/2020
  Madisons
  Madison, WI
• 04/2020 → 05/2020
  Unemployed
  Corona Del Mar, CA
• 06/2020 → 09/2020
  Gulfstream Restaurant
  Newport Beach, CA
• 09/2020 → 03/2023
  Equitable Advisors
  Minneapolis, MN
• 04/2023 → 03/2024
  New York Life Insurance Company
  Edina, MN
• 04/2024 → Present
  Box Financial
  Minneapolis, MN
• 04/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 04/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2023 → 03/2024
  Nylife Securities Llc
  Edina, MN

Previous Registrations

• 2021-02-22 → 2023-04-03
  Equitable Advisors, Llc
  Minneapolis, MN

Other Businesses

1. NAME OF OTHER BUSINESS: WOMEN ENTREPRENEURS OF MINNESOTA INVESTMENT RELATED: NO ADDRESS: MINNEAPOLIS, MN NATURE OF BUSINESS: BOARD FIDUCIARY POSITION START DATE: 9/2022 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: .5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR EMAIL COMMUNICATION FOR THE ORGANIZATION AND TO TAKE MINUTES FOR THE MONTHLY BOARD MEETINGS; 2. NAME OF OTHER BUSINESS: BOX FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 4/2024 POSITION/TITLE/RELATIONSHIP: CLIENT SERVICE ASSOCIATE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32 BRIEF DESCRIPTION OF DUTIES: RESPONSIBILITIES INCLUDE SERVICING CLIENTS AT THE REQUEST OF LEAD ADVISOR, MANAGING THE CALENDAR OF THE LEAD ADVISOR AND COMMUNICATION WITH THE BACK OFFICE ON PAPERWORK/CLIENT APPLICATIONS;

Exams

• S66 Uniform Combined State Law Examination
  2020-10-29

Other Names

• Holly Clemence
• Holly Anne Clemence